Firm
UP North Financial
Traverse City, Michigan
Fee-only
UP North Financial at a glance
- One of 237 fee-only firms based in Michigan in the Wellspent graph.
- 2 advisors are listed here; 1 of 2 hold the CFP.
- Its Form ADV reports 4 employees and 337 individual clients, 57 of them high net worth.
- Its average account is about $191,000 (assets it manages divided by its 1,065 accounts).
Fee-only advisors in Michigan · What fee-only advisors charge in Michigan
Facts
| Based in | Traverse City, Michigan |
|---|---|
| Website | upnorthfinancial.com |
| Phone | (231) 929-9300 |
UP North Financial fees
UP North Financial doesn't publish its prices on its website, or we couldn't confirm them word for word. Ask for its Form ADV Part 2A, which must describe its fees.
For comparison, fee-only firms that publish prices charge a median of $4,500 a year for ongoing planning, $2,000 for a one-time plan, $300 an hour, or 1% of assets. See the fee report.
What its SEC filing says
| Paid by | Percentage of assets · Fixed fees |
|---|---|
| Assets managed | $204 million |
| Individual clients | 280 |
| High-net-worth clients | 57 |
| Accounts managed | 1,065 |
| Employees | 4 |
| Planning clients | 11-25 |
| Registered with | The SEC (801-120926) |
| Financial planning | Offered |
| Form ADV filed | March 27, 2026 |
| SEC record | CRD 150996 |