Firm
Dukes Financial Group
Charlotte, North Carolina
Fee-only
Dukes Financial Group at a glance
- One of 278 fee-only firms based in North Carolina in the Wellspent graph.
- 1 advisor is listed here.
- Its Form ADV reports 2 employees and 20 individual clients, 5 of them high net worth.
- Its average account is about $236,000 (assets it manages divided by its 64 accounts).
Fee-only advisors in North Carolina · What fee-only advisors charge in North Carolina
Facts
| Based in | Charlotte, North Carolina |
|---|---|
| Phone | (704) 957-4101 |
Dukes Financial Group fees
Dukes Financial Group doesn't publish its prices on its website, or we couldn't confirm them word for word. Ask for its Form ADV Part 2A, which must describe its fees.
For comparison, fee-only firms that publish prices charge a median of $4,500 a year for ongoing planning, $2,000 for a one-time plan, $300 an hour, or 1% of assets. See the fee report.
What its SEC filing says
| Paid by | Percentage of assets · Fixed fees |
|---|---|
| Assets managed | $15 million |
| Individual clients | 15 |
| High-net-worth clients | 5 |
| Accounts managed | 64 |
| Employees | 2 |
| Planning clients | 11-25 |
| Financial planning | Offered |
| Form ADV filed | January 20, 2026 |
| SEC record | CRD 152512 |