William Swayne
WMS Wealth Management · Mukilteo, Washington
William Swayne is a fee-only financial advisor at WMS Wealth Management in Mukilteo, Washington. WMS Wealth Management reports charging a percentage of assets and hourly fees on its Form ADV.
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Facts
| Firm | WMS Wealth Management |
|---|---|
| Based in | Mukilteo, Washington |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly |
| Assets under management | $46.8M across 136 accounts |
| SEC registration | Investment adviser representative in WA · CRD 4616158 |
| Exams passed | Series 66 (2003) |
| Firm size | 2 employees |
| Disclosures | Reported; see the SEC record |
How William's firm compares
- WMS Wealth Management's average account is about $344,000, from its Form ADV (assets managed divided by 136 accounts).
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Questions about William
Is William Swayne a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: William holds no broker registration, and WMS Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does William charge for financial advice?
William's firm, WMS Wealth Management, reports charging a percentage of assets and hourly fees on its SEC Form ADV.
Where is William Swayne based?
William Swayne is based in Mukilteo, Washington.
Is William Swayne registered with the SEC?
Yes. William Swayne is registered as an investment adviser representative in WA (CRD 4616158), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does WMS Wealth Management manage?
WMS Wealth Management reports $46.8M across 136 accounts in assets under management.
How do I contact William Swayne?
Contact details aren't on file yet. Search for WMS Wealth Management.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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