William Sloan
Sound Financial Management · Raleigh, North Carolina
William Sloan is a fee-only financial advisor at Sound Financial Management in Raleigh, North Carolina, who holds the CFP credential. Sound Financial Management reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Sound Financial Management |
|---|---|
| Based in | Raleigh, North Carolina |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $134.1M across 440 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in NC · CRD 6938071 |
| Exams passed | Series 65 (2018) |
| Firm size | 2 employees |
| Disclosures | None reported |
| Profile |
How William's firm compares
- Sound Financial Management's average account is about $305,000, from its Form ADV (assets managed divided by 440 accounts).
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Questions about William
Is William Sloan a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: William holds no broker registration, and Sound Financial Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does William charge for financial advice?
William's firm, Sound Financial Management, reports charging a percentage of assets on its SEC Form ADV.
Where is William Sloan based?
William Sloan is based in Raleigh, North Carolina.
What credentials does William Sloan hold?
William Sloan holds the CFP credential.
Is William Sloan registered with the SEC?
Yes. William Sloan is registered as an investment adviser representative in NC (CRD 6938071), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Sound Financial Management manage?
Sound Financial Management reports $134.1M across 440 accounts in assets under management.
How do I contact William Sloan?
Contact details aren't on file yet. Search for Sound Financial Management.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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