William Gooding
Mainsail Asset Management · Birmingham, Alabama
William Gooding is a fee-only financial advisor at Mainsail Asset Management in Birmingham, Alabama. Mainsail Asset Management reports charging a percentage of assets, fixed fees and performance-based fees on its Form ADV.
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Facts
| Firm | Mainsail Asset Management |
|---|---|
| Based in | Birmingham, Alabama |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees · Performance-based fees |
| Assets under management | $598.8M across 889 accounts |
| SEC registration | Investment adviser representative in AL, TX · CRD 7614860 |
| Exams passed | Series 66 (2022) |
| Firm size | 7 employees |
| Disclosures | None reported |
| Website | www.anchor.fm/invest-prudently |
| Profile |
How William's firm compares
- Mainsail Asset Management's average account is about $674,000, from its Form ADV (assets managed divided by 889 accounts).
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Questions about William
Is William Gooding a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: William holds no broker registration, and Mainsail Asset Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does William charge for financial advice?
William's firm, Mainsail Asset Management, reports charging a percentage of assets, fixed fees and performance-based fees on its SEC Form ADV.
Where is William Gooding based?
William Gooding is based in Birmingham, Alabama.
Is William Gooding registered with the SEC?
Yes. William Gooding is registered as an investment adviser representative in AL and TX (CRD 7614860), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Mainsail Asset Management manage?
Mainsail Asset Management reports $598.8M across 889 accounts in assets under management.
How do I contact William Gooding?
Through William's website, www.anchor.fm/invest-prudently.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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