William Baxter
Baxter Investment Management · Greenwich, Connecticut
William Baxter is a fee-only financial advisor at Baxter Investment Management in Greenwich, Connecticut. Baxter Investment Management reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Baxter Investment Management |
|---|---|
| Based in | Greenwich, Connecticut |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $1.17B across 1,057 accounts |
| SEC registration | Investment adviser representative in CT, TX · CRD 1827361 |
| Exams passed | Series 63 (1991) · Series 65 (1992) |
| Firm size | 7 employees |
| Disclosures | None reported |
| Website | www.baxterinvestment.com |
How William's firm compares
- Baxter Investment Management's average account is about $1.1 million, from its Form ADV (assets managed divided by 1,057 accounts).
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Questions about William
Is William Baxter a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: William holds no broker registration, and Baxter Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does William charge for financial advice?
William's firm, Baxter Investment Management, reports charging a percentage of assets on its SEC Form ADV.
Where is William Baxter based?
William Baxter is based in Greenwich, Connecticut.
Is William Baxter registered with the SEC?
Yes. William Baxter is registered as an investment adviser representative in CT and TX (CRD 1827361), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Baxter Investment Management manage?
Baxter Investment Management reports $1.17B across 1,057 accounts in assets under management.
How do I contact William Baxter?
Through William's website, www.baxterinvestment.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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