Tracy Sullivan
Compass Wealth · St. Louis, Missouri
Tracy Sullivan is a fee-only financial advisor at Compass Wealth in St. Louis, Missouri. Compass Wealth reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Compass Wealth |
|---|---|
| Based in | St. Louis, Missouri |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $111.9M across 939 accounts |
| SEC registration | Investment adviser representative in MO · CRD 6904866 |
| Exams passed | Series 66 (2025) |
| Firm size | 9 employees |
| Disclosures | None reported |
| Website | www.compasswealth.com |
How Tracy's firm compares
- Compass Wealth's average account is about $119,000, from its Form ADV (assets managed divided by 939 accounts).
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Questions about Tracy
Is Tracy Sullivan a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Tracy holds no broker registration, and Compass Wealth reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Tracy charge for financial advice?
Tracy's firm, Compass Wealth, reports charging a percentage of assets on its SEC Form ADV.
Where is Tracy Sullivan based?
Tracy Sullivan is based in St. Louis, Missouri.
Is Tracy Sullivan registered with the SEC?
Yes. Tracy Sullivan is registered as an investment adviser representative in MO (CRD 6904866), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Compass Wealth manage?
Compass Wealth reports $111.9M across 939 accounts in assets under management.
How do I contact Tracy Sullivan?
Through Tracy's website, www.compasswealth.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in St. Louis
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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