Thomas Tolley
Tolley Financial Group · Raleigh, North Carolina
Thomas Tolley is a fee-only financial advisor at Tolley Financial Group in Raleigh, North Carolina. Tolley Financial Group reports charging a percentage of assets and fixed fees on its Form ADV.
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Who they serve
- Retirees
Facts
| Firm | Tolley Financial Group |
|---|---|
| Based in | Raleigh, North Carolina |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $121.9M across 448 accounts |
| SEC registration | Investment adviser representative in NC · CRD 5107907 |
| Exams passed | Series 65 (2014) · Series 66 (2006) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | www.tolleyfinancialgroup.com |
How Thomas's firm compares
- Tolley Financial Group's average account is about $272,000, from its Form ADV (assets managed divided by 448 accounts).
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Questions about Thomas
Is Thomas Tolley a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Thomas holds no broker registration, and Tolley Financial Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Thomas charge for financial advice?
Thomas's firm, Tolley Financial Group, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is Thomas Tolley based?
Thomas Tolley is based in Raleigh, North Carolina.
Is Thomas Tolley registered with the SEC?
Yes. Thomas Tolley is registered as an investment adviser representative in NC (CRD 5107907), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Tolley Financial Group manage?
Tolley Financial Group reports $121.9M across 448 accounts in assets under management.
How do I contact Thomas Tolley?
Through Thomas's website, www.tolleyfinancialgroup.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Tolley Financial Group website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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