Thomas Plumb
Wisconsin Capital Management · Madison, Wisconsin
Thomas Plumb is a fee-only financial advisor at Wisconsin Capital Management in Madison, Wisconsin. Wisconsin Capital Management reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Wisconsin Capital Management |
|---|---|
| Based in | Madison, Wisconsin |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $293.6M across 125 accounts |
| SEC registration | Investment adviser representative in WI · CRD 1732830 |
| Exams passed | Series 63 (1992) · Series 65 (1993) |
| Firm size | 5 employees |
| Disclosures | Reported; see the SEC record |
| Website | www.plumbfunds.com |
| Profile |
How Thomas's firm compares
- Wisconsin Capital Management's average account is about $2.3 million, from its Form ADV (assets managed divided by 125 accounts).
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Questions about Thomas
Is Thomas Plumb a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Thomas holds no broker registration, and Wisconsin Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Thomas charge for financial advice?
Thomas's firm, Wisconsin Capital Management, reports charging a percentage of assets on its SEC Form ADV.
Where is Thomas Plumb based?
Thomas Plumb is based in Madison, Wisconsin.
Is Thomas Plumb registered with the SEC?
Yes. Thomas Plumb is registered as an investment adviser representative in WI (CRD 1732830), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Wisconsin Capital Management manage?
Wisconsin Capital Management reports $293.6M across 125 accounts in assets under management.
How do I contact Thomas Plumb?
Through Thomas's website, www.plumbfunds.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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