Thomas Figgatt
Portolan Financial · Durham, North Carolina
Thomas Figgatt is a fee-only financial advisor at Portolan Financial in Durham, North Carolina, who holds the CFP credential. Thomas charges a percentage of assets and an ongoing planning fee ($150 an hour and 1% a year on the first tier of assets managed) and focuses on physicians & residents.
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Specialties
Who they serve
- Physicians
- Early-career professionals
Facts
| Firm | Portolan Financial |
|---|---|
| Based in | Durham, North Carolina |
| Fee model | Percentage of assets · Ongoing planning fee |
| Fees (firm's website) | $150 an hour · 1% a year on the first tier of assets managed |
| Works virtually | Yes |
| Accepting new clients | Yes |
| Assets under management | $9.7M across 148 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in LA, NC · CRD 6887506 |
| Exams passed | Series 65 (2017) |
| Firm size | 1 employee |
| Disclosures | Reported; see the SEC record |
| Website | www.portolanfinancial.com |
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Questions about Thomas
Is Thomas Figgatt a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Thomas holds no broker registration, and Portolan Financial reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Thomas charge for financial advice?
Thomas charges a percentage of assets and an ongoing planning fee.
How much does Thomas charge?
According to Portolan Financial's website, checked October 30, 2026: $150 an hour; 1% a year on the first tier of assets managed.
Does Thomas work with clients virtually?
Yes. Portolan Financial says on its website that it works with clients remotely.
Where is Thomas Figgatt based?
Thomas Figgatt is based in Durham, North Carolina.
What does Thomas specialize in?
Thomas's specialties include physicians & residents. Thomas works with physicians and early-career professionals.
What credentials does Thomas Figgatt hold?
Thomas Figgatt holds the CFP credential.
Is Thomas Figgatt registered with the SEC?
Yes. Thomas Figgatt is registered as an investment adviser representative in LA and NC (CRD 6887506), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Portolan Financial manage?
Portolan Financial reports $9.7M across 148 accounts in assets under management.
How do I contact Thomas Figgatt?
Through Thomas's website, www.portolanfinancial.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Portolan Financial website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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