Thomas Dubois
Dubois Capital Management · Saratoga Springs, New York
Thomas Dubois is a fee-only financial advisor at Dubois Capital Management in Saratoga Springs, New York. Thomas focuses on estate & legacy planning. Dubois Capital Management reports charging a percentage of assets and fixed fees on its Form ADV.
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Specialties
Facts
| Firm | Dubois Capital Management |
|---|---|
| Based in | Saratoga Springs, New York |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $90K across 1 accounts |
| SEC registration | Investment adviser representative in NY · CRD 7779658 |
| Exams passed | Series 65 (2023) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | dubois.capital |
How Thomas's firm compares
- Dubois Capital Management's average account is about $90,000, from its Form ADV (assets managed divided by 1 accounts).
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Questions about Thomas
Is Thomas Dubois a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Thomas holds no broker registration, and Dubois Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Thomas charge for financial advice?
Thomas's firm, Dubois Capital Management, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is Thomas Dubois based?
Thomas Dubois is based in Saratoga Springs, New York.
What does Thomas specialize in?
Thomas's specialties include estate & legacy planning.
Is Thomas Dubois registered with the SEC?
Yes. Thomas Dubois is registered as an investment adviser representative in NY (CRD 7779658), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Dubois Capital Management manage?
Dubois Capital Management reports $90K across 1 accounts in assets under management.
How do I contact Thomas Dubois?
Through Thomas's website, dubois.capital.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Dubois Capital Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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