Steven Briggs
Briggs Financial · Round Lake Beach, Illinois
Steven Briggs is a fee-only financial advisor at Briggs Financial in Round Lake Beach, Illinois. Briggs Financial reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | Briggs Financial |
|---|---|
| Based in | Round Lake Beach, Illinois |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Accepting new clients | Yes |
| Assets under management | $52M across 385 accounts |
| SEC registration | Investment adviser representative in CA, IL, MI, MN, TX, WA · CRD 6567788 |
| Exams passed | Series 66 (2016) |
| Firm size | 2 employees |
| Disclosures | None reported |
| Website | briggswealth.com |
| Profile |
How Steven's firm compares
- Briggs Financial's average account is about $135,000, from its Form ADV (assets managed divided by 385 accounts).
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Questions about Steven
Is Steven Briggs a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Steven holds no broker registration, and Briggs Financial reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Steven charge for financial advice?
Steven's firm, Briggs Financial, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Steven Briggs based?
Steven Briggs is based in Round Lake Beach, Illinois.
Is Steven Briggs registered with the SEC?
Yes. Steven Briggs is registered as an investment adviser representative in CA, IL, MI, MN, TX and WA (CRD 6567788), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Briggs Financial manage?
Briggs Financial reports $52M across 385 accounts in assets under management.
How do I contact Steven Briggs?
Through Steven's website, briggswealth.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Briggs Financial website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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