Stephen Northington
Ethos Capital Group · Little Rock, Arkansas
Stephen Northington is a fee-only financial advisor at Ethos Capital Group in Little Rock, Arkansas, who holds the CFP credential. Ethos Capital Group reports charging a percentage of assets and hourly fees on its Form ADV.
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Facts
| Firm | Ethos Capital Group |
|---|---|
| Based in | Little Rock, Arkansas |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly |
| Assets under management | $77.6M across 341 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in AR, LA, TX · CRD 2753419 |
| Exams passed | Series 63 (1996) · Series 66 (2002) |
| Firm size | 3 employees |
| Disclosures | Reported; see the SEC record |
| Website | www.ethoscapitalgroup.com |
| Profile |
How Stephen's firm compares
- Ethos Capital Group's average account is about $228,000, from its Form ADV (assets managed divided by 341 accounts).
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Questions about Stephen
Is Stephen Northington a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Stephen holds no broker registration, and Ethos Capital Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Stephen charge for financial advice?
Stephen's firm, Ethos Capital Group, reports charging a percentage of assets and hourly fees on its SEC Form ADV.
Where is Stephen Northington based?
Stephen Northington is based in Little Rock, Arkansas.
What credentials does Stephen Northington hold?
Stephen Northington holds the CFP credential.
Is Stephen Northington registered with the SEC?
Yes. Stephen Northington is registered as an investment adviser representative in AR, LA and TX (CRD 2753419), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Ethos Capital Group manage?
Ethos Capital Group reports $77.6M across 341 accounts in assets under management.
How do I contact Stephen Northington?
Through Stephen's website, www.ethoscapitalgroup.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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