Stephen Duck
G. Allen Financial · Santa Fe, New Mexico
Stephen Duck is a fee-only financial advisor at G. Allen Financial in Santa Fe, New Mexico, who holds the CFP credential. G. Allen Financial reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | G. Allen Financial |
|---|---|
| Based in | Santa Fe, New Mexico |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $101M across 140 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in CA, NM · CRD 5294136 |
| Firm size | 2 employees |
| Disclosures | None reported |
| Website | www.gallenfinancial.com |
How Stephen's firm compares
- G. Allen Financial's average account is about $721,000, from its Form ADV (assets managed divided by 140 accounts).
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Questions about Stephen
Is Stephen Duck a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Stephen holds no broker registration, and G. Allen Financial reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Stephen charge for financial advice?
Stephen's firm, G. Allen Financial, reports charging a percentage of assets on its SEC Form ADV.
Where is Stephen Duck based?
Stephen Duck is based in Santa Fe, New Mexico.
What credentials does Stephen Duck hold?
Stephen Duck holds the CFP credential.
Is Stephen Duck registered with the SEC?
Yes. Stephen Duck is registered as an investment adviser representative in CA and NM (CRD 5294136), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does G. Allen Financial manage?
G. Allen Financial reports $101M across 140 accounts in assets under management.
How do I contact Stephen Duck?
Through Stephen's website, www.gallenfinancial.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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