Shane Alsworth
Alsworth Capital Management · Corning, New York
Shane Alsworth is a fee-only financial advisor at Alsworth Capital Management in Corning, New York, who holds the CFP credential. Alsworth Capital Management reports charging a percentage of assets and hourly fees on its Form ADV.
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Facts
| Firm | Alsworth Capital Management |
|---|---|
| Based in | Corning, New York |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly |
| Assets under management | $116.7M across 438 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in NY · CRD 4418062 |
| Exams passed | Series 65 (2006) · Series 66 (2009) |
| Firm size | 8 employees |
| Disclosures | None reported |
| Website | www.alsworthcapital.com/node/152622 |
| Profile |
How Shane's firm compares
- Alsworth Capital Management's average account is about $266,000, from its Form ADV (assets managed divided by 438 accounts).
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Questions about Shane
Is Shane Alsworth a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Shane holds no broker registration, and Alsworth Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Shane charge for financial advice?
Shane's firm, Alsworth Capital Management, reports charging a percentage of assets and hourly fees on its SEC Form ADV.
Where is Shane Alsworth based?
Shane Alsworth is based in Corning, New York.
What credentials does Shane Alsworth hold?
Shane Alsworth holds the CFP credential.
Is Shane Alsworth registered with the SEC?
Yes. Shane Alsworth is registered as an investment adviser representative in NY (CRD 4418062), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Alsworth Capital Management manage?
Alsworth Capital Management reports $116.7M across 438 accounts in assets under management.
How do I contact Shane Alsworth?
Through Shane's website, www.alsworthcapital.com/node/152622.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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