Seth Swindle
Strive Investment Management · American Fork, Utah
Seth Swindle is a fee-only financial advisor at Strive Investment Management in American Fork, Utah, who holds the CFP credential. Strive Investment Management reports charging a percentage of assets and hourly fees on its Form ADV.
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Facts
| Firm | Strive Investment Management |
|---|---|
| Based in | American Fork, Utah |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly |
| Fees (firm's website) | Typically works with clients with $350,000 or more |
| Accepting new clients | Yes |
| Assets under management | $5.1M across 74 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in UT · CRD 5392085 |
| Exams passed | Series 65 (2016) · Series 66 (2007) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | www.striveim.com |
How Seth's firm compares
- Strive Investment Management's average account is about $69,000, from its Form ADV (assets managed divided by 74 accounts).
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Questions about Seth
Is Seth Swindle a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Seth holds no broker registration, and Strive Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Seth charge for financial advice?
Seth's firm, Strive Investment Management, reports charging a percentage of assets and hourly fees on its SEC Form ADV.
How much does Seth charge?
According to Strive Investment Management's website, checked October 30, 2026: typically works with clients with $350,000 or more.
Where is Seth Swindle based?
Seth Swindle is based in American Fork, Utah.
What credentials does Seth Swindle hold?
Seth Swindle holds the CFP credential.
Is Seth Swindle registered with the SEC?
Yes. Seth Swindle is registered as an investment adviser representative in UT (CRD 5392085), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Strive Investment Management manage?
Strive Investment Management reports $5.1M across 74 accounts in assets under management.
How do I contact Seth Swindle?
Through Seth's website, www.striveim.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Strive Investment Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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