Sean Balog
Process Design Capital Management · Phoenix, Arizona
Sean Balog is a fee-only financial advisor at Process Design Capital Management in Phoenix, Arizona. Process Design Capital Management reports charging a percentage of assets and fixed fees on its Form ADV.
Request an introduction to Sean →
Facts
| Firm | Process Design Capital Management |
|---|---|
| Based in | Phoenix, Arizona |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $78M across 79 accounts |
| SEC registration | Investment adviser representative in AZ, CA · CRD 2634686 |
| Exams passed | Series 63 (1995) · Series 65 (1998) |
| Firm size | 4 employees |
| Disclosures | Reported; see the SEC record |
| Website | www.processdesigncapital.com |
How Sean's firm compares
- Process Design Capital Management's average account is about $987,000, from its Form ADV (assets managed divided by 79 accounts).
Request an introduction to Sean
Tell Sean a little about what you're looking for. Sean isn't on Wellspent yet, so we'll let them know you're looking for help and pass your message on when they join. No cost, no obligation.
Questions about Sean
Is Sean Balog a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Sean holds no broker registration, and Process Design Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Sean charge for financial advice?
Sean's firm, Process Design Capital Management, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is Sean Balog based?
Sean Balog is based in Phoenix, Arizona.
Is Sean Balog registered with the SEC?
Yes. Sean Balog is registered as an investment adviser representative in AZ and CA (CRD 2634686), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Process Design Capital Management manage?
Process Design Capital Management reports $78M across 79 accounts in assets under management.
How do I contact Sean Balog?
Through Sean's website, www.processdesigncapital.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
See something wrong? Request a correction. Read our methodology.