Scott Smith
Northern Monarch Capital · Fox Island, Washington
Scott Smith is a fee-only financial advisor at Northern Monarch Capital in Fox Island, Washington. Northern Monarch Capital reports charging a percentage of assets and hourly fees on its Form ADV.
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Facts
| Firm | Northern Monarch Capital |
|---|---|
| Based in | Fox Island, Washington |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly |
| Assets under management | $40.7M across 72 accounts |
| SEC registration | Investment adviser representative in CA, TX, WA · CRD 2412430 |
| Exams passed | Series 63 (1993) · Series 65 (1998) |
| Firm size | 3 employees |
| Disclosures | Reported; see the SEC record |
How Scott's firm compares
- Northern Monarch Capital's average account is about $565,000, from its Form ADV (assets managed divided by 72 accounts).
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Questions about Scott
Is Scott Smith a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Scott holds no broker registration, and Northern Monarch Capital reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Scott charge for financial advice?
Scott's firm, Northern Monarch Capital, reports charging a percentage of assets and hourly fees on its SEC Form ADV.
Where is Scott Smith based?
Scott Smith is based in Fox Island, Washington.
Is Scott Smith registered with the SEC?
Yes. Scott Smith is registered as an investment adviser representative in CA, TX and WA (CRD 2412430), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Northern Monarch Capital manage?
Northern Monarch Capital reports $40.7M across 72 accounts in assets under management.
How do I contact Scott Smith?
Contact details aren't on file yet. Search for Northern Monarch Capital.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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