Scott Roads
Spectra Investment Management · Stuart, Florida
Scott Roads is a fee-only financial advisor at Spectra Investment Management in Stuart, Florida. Spectra Investment Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Who they serve
- Founders
- Multi-generational families
- Ultra high net worth
Facts
| Firm | Spectra Investment Management |
|---|---|
| Based in | Stuart, Florida |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Fees (firm's website) | A $5,000,000 asset minimum |
| Accepting new clients | Yes |
| Assets under management | $306.8M across 133 accounts |
| SEC registration | Investment adviser representative in TX · CRD 6773684 |
| Firm size | 3 employees |
| Disclosures | None reported |
| Website | www.spectrainvestment.com |
| Profile |
How Scott's firm compares
- Spectra Investment Management's average account is about $2.3 million, from its Form ADV (assets managed divided by 133 accounts).
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Questions about Scott
Is Scott Roads a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Scott holds no broker registration, and Spectra Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Scott charge for financial advice?
Scott's firm, Spectra Investment Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
How much does Scott charge?
According to Spectra Investment Management's website, checked October 30, 2026: a $5,000,000 asset minimum.
Where is Scott Roads based?
Scott Roads is based in Stuart, Florida.
Is Scott Roads registered with the SEC?
Yes. Scott Roads is registered as an investment adviser representative in TX (CRD 6773684), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Spectra Investment Management manage?
Spectra Investment Management reports $306.8M across 133 accounts in assets under management.
How do I contact Scott Roads?
Through Scott's website, www.spectrainvestment.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Spectra Investment Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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