Saxon Swindler
Whipplewood Advisors · Littleton, Colorado
Saxon Swindler is a fee-only financial advisor at Whipplewood Advisors in Littleton, Colorado. Whipplewood Advisors reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
Request an introduction to Saxon →
Facts
| Firm | Whipplewood Advisors |
|---|---|
| Based in | Littleton, Colorado |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $324.5M across 375 accounts |
| SEC registration | Investment adviser representative in CO · CRD 7192651 |
| Exams passed | Series 65 (2024) |
| Firm size | 6 employees |
| Disclosures | None reported |
How Saxon's firm compares
- Whipplewood Advisors's average account is about $865,000, from its Form ADV (assets managed divided by 375 accounts).
Request an introduction to Saxon
Tell Saxon a little about what you're looking for. Saxon isn't on Wellspent yet, so we'll let them know you're looking for help and pass your message on when they join. No cost, no obligation.
Questions about Saxon
Is Saxon Swindler a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Saxon holds no broker registration, and Whipplewood Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Saxon charge for financial advice?
Saxon's firm, Whipplewood Advisors, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Saxon Swindler based?
Saxon Swindler is based in Littleton, Colorado.
Is Saxon Swindler registered with the SEC?
Yes. Saxon Swindler is registered as an investment adviser representative in CO (CRD 7192651), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Whipplewood Advisors manage?
Whipplewood Advisors reports $324.5M across 375 accounts in assets under management.
How do I contact Saxon Swindler?
Contact details aren't on file yet. Search for Whipplewood Advisors.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
See something wrong? Request a correction. Read our methodology.