Samuel Chaplin
Penobscot Financial Advisors · Portland, Maine
Samuel Chaplin is a fee-only financial advisor at Penobscot Financial Advisors in Portland, Maine. Penobscot Financial Advisors reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | Penobscot Financial Advisors |
|---|---|
| Based in | Portland, Maine |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $544.5M across 1,811 accounts |
| SEC registration | Investment adviser representative in ME · CRD 7053342 |
| Exams passed | Series 65 (2019) |
| Firm size | 12 employees |
| Disclosures | None reported |
| Website | anchor.fm/penobscotfa |
How Samuel's firm compares
- Penobscot Financial Advisors's average account is about $301,000, from its Form ADV (assets managed divided by 1,811 accounts).
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Questions about Samuel
Is Samuel Chaplin a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Samuel holds no broker registration, and Penobscot Financial Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Samuel charge for financial advice?
Samuel's firm, Penobscot Financial Advisors, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Samuel Chaplin based?
Samuel Chaplin is based in Portland, Maine.
Is Samuel Chaplin registered with the SEC?
Yes. Samuel Chaplin is registered as an investment adviser representative in ME (CRD 7053342), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Penobscot Financial Advisors manage?
Penobscot Financial Advisors reports $544.5M across 1,811 accounts in assets under management.
How do I contact Samuel Chaplin?
Through Samuel's website, anchor.fm/penobscotfa.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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