Roger Brooks
Strategic Investment Management · Austin, Texas
Roger Brooks is a fee-only financial advisor at Strategic Investment Management in Austin, Texas. Strategic Investment Management reports charging a percentage of assets on its Form ADV.
Request an introduction to Roger →
Facts
| Firm | Strategic Investment Management |
|---|---|
| Based in | Austin, Texas |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $40.8M across 346 accounts |
| SEC registration | Investment adviser representative in LA, TX · CRD 2412064 |
| Exams passed | Series 63 (1993) |
| Firm size | 3 employees |
| Disclosures | None reported |
| Website | www.strategicim.com |
| Profile |
How Roger's firm compares
- Strategic Investment Management's average account is about $118,000, from its Form ADV (assets managed divided by 346 accounts).
Request an introduction to Roger
Tell Roger a little about what you're looking for. Roger isn't on Wellspent yet, so we'll let them know you're looking for help and pass your message on when they join. No cost, no obligation.
Questions about Roger
Is Roger Brooks a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Roger holds no broker registration, and Strategic Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Roger charge for financial advice?
Roger's firm, Strategic Investment Management, reports charging a percentage of assets on its SEC Form ADV.
Where is Roger Brooks based?
Roger Brooks is based in Austin, Texas.
Is Roger Brooks registered with the SEC?
Yes. Roger Brooks is registered as an investment adviser representative in LA and TX (CRD 2412064), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Strategic Investment Management manage?
Strategic Investment Management reports $40.8M across 346 accounts in assets under management.
How do I contact Roger Brooks?
Through Roger's website, www.strategicim.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in Austin
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
See something wrong? Request a correction. Read our methodology.