Roger Bracken
Pinnacle Peak Wealth Management · Scottsdale, Arizona
Roger Bracken is a fee-only financial advisor at Pinnacle Peak Wealth Management in Scottsdale, Arizona. Pinnacle Peak Wealth Management reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Pinnacle Peak Wealth Management |
|---|---|
| Based in | Scottsdale, Arizona |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $31.2M across 57 accounts |
| SEC registration | Investment adviser representative in AZ · CRD 2792554 |
| Exams passed | Series 63 (1996) · Series 65 (1999) · Series 66 (2010) |
| Firm size | 1 employee |
| Disclosures | Reported; see the SEC record |
How Roger's firm compares
- Pinnacle Peak Wealth Management's average account is about $548,000, from its Form ADV (assets managed divided by 57 accounts).
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Questions about Roger
Is Roger Bracken a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Roger holds no broker registration, and Pinnacle Peak Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Roger charge for financial advice?
Roger's firm, Pinnacle Peak Wealth Management, reports charging a percentage of assets on its SEC Form ADV.
Where is Roger Bracken based?
Roger Bracken is based in Scottsdale, Arizona.
Is Roger Bracken registered with the SEC?
Yes. Roger Bracken is registered as an investment adviser representative in AZ (CRD 2792554), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Pinnacle Peak Wealth Management manage?
Pinnacle Peak Wealth Management reports $31.2M across 57 accounts in assets under management.
How do I contact Roger Bracken?
Contact details aren't on file yet. Search for Pinnacle Peak Wealth Management.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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