Richard Zivi
NBZ Investment Advisors · Knoxville, Tennessee
Richard Zivi is a fee-only financial advisor at NBZ Investment Advisors in Knoxville, Tennessee. NBZ Investment Advisors reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | NBZ Investment Advisors |
|---|---|
| Based in | Knoxville, Tennessee |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $431.2M across 529 accounts |
| SEC registration | Investment adviser representative in TN · CRD 4602508 |
| Firm size | 7 employees |
| Disclosures | None reported |
| Website | www.nbzinvest.com |
How Richard's firm compares
- NBZ Investment Advisors's average account is about $815,000, from its Form ADV (assets managed divided by 529 accounts).
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Questions about Richard
Is Richard Zivi a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Richard holds no broker registration, and NBZ Investment Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Richard charge for financial advice?
Richard's firm, NBZ Investment Advisors, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Richard Zivi based?
Richard Zivi is based in Knoxville, Tennessee.
Is Richard Zivi registered with the SEC?
Yes. Richard Zivi is registered as an investment adviser representative in TN (CRD 4602508), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does NBZ Investment Advisors manage?
NBZ Investment Advisors reports $431.2M across 529 accounts in assets under management.
How do I contact Richard Zivi?
Through Richard's website, www.nbzinvest.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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