Richard Counts
Mainstreet RIA · O'Fallon, Missouri
Richard Counts is a fee-only financial advisor at Mainstreet RIA in O'Fallon, Missouri. Mainstreet RIA reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | Mainstreet RIA |
|---|---|
| Based in | O'Fallon, Missouri |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $471.8M across 141 accounts |
| SEC registration | Investment adviser representative in MO, TX · CRD 2428369 |
| Exams passed | Series 63 (1994) · Series 65 (2001) |
| Firm size | 3 employees |
| Disclosures | Reported; see the SEC record |
| Website | mainstreet-ria.com |
| Profile |
How Richard's firm compares
- Mainstreet RIA's average account is about $3.3 million, from its Form ADV (assets managed divided by 141 accounts).
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Questions about Richard
Is Richard Counts a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Richard holds no broker registration, and Mainstreet RIA reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Richard charge for financial advice?
Richard's firm, Mainstreet RIA, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Richard Counts based?
Richard Counts is based in O'Fallon, Missouri.
Is Richard Counts registered with the SEC?
Yes. Richard Counts is registered as an investment adviser representative in MO and TX (CRD 2428369), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Mainstreet RIA manage?
Mainstreet RIA reports $471.8M across 141 accounts in assets under management.
How do I contact Richard Counts?
Through Richard's website, mainstreet-ria.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in O'Fallon
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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