Raymond Thompson
Thompson Private Wealth · Sioux Falls, South Dakota
Raymond Thompson is a fee-only financial advisor at Thompson Private Wealth in Sioux Falls, South Dakota. Thompson Private Wealth reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | Thompson Private Wealth |
|---|---|
| Based in | Sioux Falls, South Dakota |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $73.8M across 557 accounts |
| SEC registration | Investment adviser representative in IA, MN, SD, TX · CRD 4937807 |
| Exams passed | Series 63 (2005) · Series 65 (2007) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | www.thompsonadvice.com |
| Profile |
How Raymond's firm compares
- Thompson Private Wealth's average account is about $132,000, from its Form ADV (assets managed divided by 557 accounts).
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Questions about Raymond
Is Raymond Thompson a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Raymond holds no broker registration, and Thompson Private Wealth reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Raymond charge for financial advice?
Raymond's firm, Thompson Private Wealth, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Raymond Thompson based?
Raymond Thompson is based in Sioux Falls, South Dakota.
Is Raymond Thompson registered with the SEC?
Yes. Raymond Thompson is registered as an investment adviser representative in IA, MN, SD and TX (CRD 4937807), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Thompson Private Wealth manage?
Thompson Private Wealth reports $73.8M across 557 accounts in assets under management.
How do I contact Raymond Thompson?
Through Raymond's website, www.thompsonadvice.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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