Paul Broughton
The Broughton Investment Group · Houston, Texas
Paul Broughton is a fee-only financial advisor at The Broughton Investment Group in Houston, Texas. The Broughton Investment Group reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | The Broughton Investment Group |
|---|---|
| Based in | Houston, Texas |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $19.5M across 55 accounts |
| SEC registration | Investment adviser representative in TX · CRD 2935732 |
| Exams passed | Series 63 (1997) · Series 65 (2002) |
| Firm size | 6 employees |
| Disclosures | None reported |
| Website | www.broughtoninvestments.com |
How Paul's firm compares
- The Broughton Investment Group's average account is about $355,000, from its Form ADV (assets managed divided by 55 accounts).
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Questions about Paul
Is Paul Broughton a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Paul holds no broker registration, and The Broughton Investment Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Paul charge for financial advice?
Paul's firm, The Broughton Investment Group, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Paul Broughton based?
Paul Broughton is based in Houston, Texas.
Is Paul Broughton registered with the SEC?
Yes. Paul Broughton is registered as an investment adviser representative in TX (CRD 2935732), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does The Broughton Investment Group manage?
The Broughton Investment Group reports $19.5M across 55 accounts in assets under management.
How do I contact Paul Broughton?
Through Paul's website, www.broughtoninvestments.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in Houston
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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