Parveen Gupta
Mattern Capital Management · Lakewood, Colorado
Parveen Gupta is a fee-only financial advisor at Mattern Capital Management in Lakewood, Colorado. Mattern Capital Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | Mattern Capital Management |
|---|---|
| Based in | Lakewood, Colorado |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $1.07B across 1,244 accounts |
| SEC registration | Investment adviser representative in CO, TX · CRD 7710700 |
| Exams passed | Series 65 (2022) |
| Firm size | 9 employees |
| Disclosures | None reported |
| Website | www.matterncapital.com |
How Parveen's firm compares
- Mattern Capital Management's average account is about $863,000, from its Form ADV (assets managed divided by 1,244 accounts).
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Questions about Parveen
Is Parveen Gupta a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Parveen holds no broker registration, and Mattern Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Parveen charge for financial advice?
Parveen's firm, Mattern Capital Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Parveen Gupta based?
Parveen Gupta is based in Lakewood, Colorado.
Is Parveen Gupta registered with the SEC?
Yes. Parveen Gupta is registered as an investment adviser representative in CO and TX (CRD 7710700), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Mattern Capital Management manage?
Mattern Capital Management reports $1.07B across 1,244 accounts in assets under management.
How do I contact Parveen Gupta?
Through Parveen's website, www.matterncapital.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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