Nicholas Hoffmann
Steele Capital Management · Dubuque, Iowa
Nicholas Hoffmann is a fee-only financial advisor at Steele Capital Management in Dubuque, Iowa. Steele Capital Management reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Steele Capital Management |
|---|---|
| Based in | Dubuque, Iowa |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $3.55B across 4,418 accounts |
| SEC registration | Investment adviser representative in IA · CRD 7396885 |
| Exams passed | Series 65 (2021) |
| Firm size | 15 employees |
| Disclosures | None reported |
| Website | www.steelecapital.com |
How Nicholas's firm compares
- Steele Capital Management's average account is about $803,000, from its Form ADV (assets managed divided by 4,418 accounts).
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Questions about Nicholas
Is Nicholas Hoffmann a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Nicholas holds no broker registration, and Steele Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Nicholas charge for financial advice?
Nicholas's firm, Steele Capital Management, reports charging a percentage of assets on its SEC Form ADV.
Where is Nicholas Hoffmann based?
Nicholas Hoffmann is based in Dubuque, Iowa.
Is Nicholas Hoffmann registered with the SEC?
Yes. Nicholas Hoffmann is registered as an investment adviser representative in IA (CRD 7396885), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Steele Capital Management manage?
Steele Capital Management reports $3.55B across 4,418 accounts in assets under management.
How do I contact Nicholas Hoffmann?
Through Nicholas's website, www.steelecapital.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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