Nicholas Bauer
Operose Advisors · Milwaukee, Wisconsin
Nicholas Bauer is a fee-only financial advisor at Operose Advisors in Milwaukee, Wisconsin, who holds the CFA credential. Operose Advisors reports charging a percentage of assets and fixed fees on its Form ADV.
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Facts
| Firm | Operose Advisors |
|---|---|
| Based in | Milwaukee, Wisconsin |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $2.06B across 1,655 accounts |
| Credentials | CFA |
| SEC registration | Investment adviser representative in TX, WI · CRD 3099440 |
| Exams passed | Series 63 (2003) · Series 65 (2003) |
| Firm size | 20 employees |
| Disclosures | None reported |
| Website | www.operoseadvisors.com |
| Profile |
How Nicholas's firm compares
- Operose Advisors's average account is about $1.2 million, from its Form ADV (assets managed divided by 1,655 accounts).
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Questions about Nicholas
Is Nicholas Bauer a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Nicholas holds no broker registration, and Operose Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Nicholas charge for financial advice?
Nicholas's firm, Operose Advisors, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is Nicholas Bauer based?
Nicholas Bauer is based in Milwaukee, Wisconsin.
What credentials does Nicholas Bauer hold?
Nicholas Bauer holds the CFA credential.
Is Nicholas Bauer registered with the SEC?
Yes. Nicholas Bauer is registered as an investment adviser representative in TX and WI (CRD 3099440), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Operose Advisors manage?
Operose Advisors reports $2.06B across 1,655 accounts in assets under management.
How do I contact Nicholas Bauer?
Through Nicholas's website, www.operoseadvisors.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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