Nancy Gatens
Gatens Financial LLC · Dallas, Texas
Nancy Gatens is a fee-only financial advisor at Gatens Financial LLC in Dallas, Texas, who holds the CFP credential. Gatens Financial LLC reports charging a percentage of assets and hourly fees on its Form ADV.
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Facts
| Firm | Gatens Financial LLC |
|---|---|
| Based in | Dallas, Texas |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly |
| Assets under management | $40.8M across 87 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in CA, IL, TX · CRD 5889862 |
| Exams passed | Series 65 (2011) |
| Firm size | 2 employees |
| Disclosures | None reported |
How Nancy's firm compares
- Gatens Financial LLC's average account is about $469,000, from its Form ADV (assets managed divided by 87 accounts).
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Questions about Nancy
Is Nancy Gatens a fee-only financial advisor?
Yes. Nancy Gatens is listed in the NAPFA directory (NAPFA admits only fee-only advisors). SEC records as of October 27, 2026 show no broker registration and no commission compensation reported by Nancy's firm.
How does Nancy charge for financial advice?
Nancy's firm, Gatens Financial LLC, reports charging a percentage of assets and hourly fees on its SEC Form ADV.
Where is Nancy Gatens based?
Nancy Gatens is based in Dallas, Texas.
What credentials does Nancy Gatens hold?
Nancy Gatens holds the CFP credential.
Is Nancy Gatens registered with the SEC?
Yes. Nancy Gatens is registered as an investment adviser representative in CA, IL and TX (CRD 5889862), per SEC Investment Adviser Public Disclosure data as of October 27, 2026.
How much does Gatens Financial LLC manage?
Gatens Financial LLC reports $40.8M across 87 accounts in assets under management.
How do I contact Nancy Gatens?
Contact details aren't on file yet. Search for Gatens Financial LLC.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in Dallas
Where this information comes from
- NAPFA directory listing : NAPFA admits only fee-only advisors
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 27, 2026
- Directory listing last checked April 21, 2026.
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