Nancy Effert
Essex · Deer Park, Illinois
Nancy Effert is a fee-only financial advisor at Essex in Deer Park, Illinois. Essex reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | Essex |
|---|---|
| Based in | Deer Park, Illinois |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $649.3M across 2,294 accounts |
| SEC registration | Investment adviser representative in IL · CRD 4552901 |
| Exams passed | Series 63 (2002) · Series 66 (2004) |
| Firm size | 9 employees |
| Disclosures | None reported |
| Website | www.alignable.com/barrington-il/essex-llc |
How Nancy's firm compares
- Essex's average account is about $283,000, from its Form ADV (assets managed divided by 2,294 accounts).
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Questions about Nancy
Is Nancy Effert a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Nancy holds no broker registration, and Essex reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Nancy charge for financial advice?
Nancy's firm, Essex, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Nancy Effert based?
Nancy Effert is based in Deer Park, Illinois.
Is Nancy Effert registered with the SEC?
Yes. Nancy Effert is registered as an investment adviser representative in IL (CRD 4552901), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Essex manage?
Essex reports $649.3M across 2,294 accounts in assets under management.
How do I contact Nancy Effert?
Through Nancy's website, www.alignable.com/barrington-il/essex-llc.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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