Mark Hines
Herrick Lake Investments · Naperville, Illinois
Mark Hines is a fee-only financial advisor at Herrick Lake Investments in Naperville, Illinois. Herrick Lake Investments reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Herrick Lake Investments |
|---|---|
| Based in | Naperville, Illinois |
| Fee model (firm's Form ADV) | Percentage of assets |
| Accepting new clients | Yes |
| Assets under management | $6.0M across 31 accounts |
| SEC registration | Investment adviser representative in IL · CRD 4765638 |
| Exams passed | Series 63 (2004) · Series 65 (2016) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | herricklake.com |
How Mark's firm compares
- Herrick Lake Investments's average account is about $194,000, from its Form ADV (assets managed divided by 31 accounts).
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Questions about Mark
Is Mark Hines a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Mark holds no broker registration, and Herrick Lake Investments reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Mark charge for financial advice?
Mark's firm, Herrick Lake Investments, reports charging a percentage of assets on its SEC Form ADV.
Where is Mark Hines based?
Mark Hines is based in Naperville, Illinois.
Is Mark Hines registered with the SEC?
Yes. Mark Hines is registered as an investment adviser representative in IL (CRD 4765638), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Herrick Lake Investments manage?
Herrick Lake Investments reports $6.0M across 31 accounts in assets under management.
How do I contact Mark Hines?
Through Mark's website, herricklake.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Herrick Lake Investments website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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