Lesa Sroufe
Lesa Sroufe & Company · Seattle, Washington
Lesa Sroufe is a fee-only financial advisor at Lesa Sroufe & Company in Seattle, Washington, who holds the CFA credential. Lesa Sroufe & Company reports charging a percentage of assets and fixed fees on its Form ADV.
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Facts
| Firm | Lesa Sroufe & Company |
|---|---|
| Based in | Seattle, Washington |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $207.3M across 238 accounts |
| Credentials | CFA |
| SEC registration | Investment adviser representative in WA · CRD 1039743 |
| Exams passed | Series 63 (1982) |
| Firm size | 4 employees |
| Disclosures | None reported |
| Website | www.sroufeco.com |
| Profile |
How Lesa's firm compares
- Lesa Sroufe & Company's average account is about $871,000, from its Form ADV (assets managed divided by 238 accounts).
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Questions about Lesa
Is Lesa Sroufe a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Lesa holds no broker registration, and Lesa Sroufe & Company reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Lesa charge for financial advice?
Lesa's firm, Lesa Sroufe & Company, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is Lesa Sroufe based?
Lesa Sroufe is based in Seattle, Washington.
What credentials does Lesa Sroufe hold?
Lesa Sroufe holds the CFA credential.
Is Lesa Sroufe registered with the SEC?
Yes. Lesa Sroufe is registered as an investment adviser representative in WA (CRD 1039743), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Lesa Sroufe & Company manage?
Lesa Sroufe & Company reports $207.3M across 238 accounts in assets under management.
How do I contact Lesa Sroufe?
Through Lesa's website, www.sroufeco.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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