Kevin Klein
LIS · Urbandale, Iowa
Kevin Klein is a fee-only financial advisor at LIS in Urbandale, Iowa. LIS reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | LIS |
|---|---|
| Based in | Urbandale, Iowa |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $28.1M across 95 accounts |
| SEC registration | Investment adviser representative in IA · CRD 2128175 |
| Exams passed | Series 63 (1991) · Series 65 (2006) |
| Firm size | 1 employee |
| Disclosures | None reported |
How Kevin's firm compares
- LIS's average account is about $296,000, from its Form ADV (assets managed divided by 95 accounts).
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Questions about Kevin
Is Kevin Klein a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Kevin holds no broker registration, and LIS reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Kevin charge for financial advice?
Kevin's firm, LIS, reports charging a percentage of assets on its SEC Form ADV.
Where is Kevin Klein based?
Kevin Klein is based in Urbandale, Iowa.
Is Kevin Klein registered with the SEC?
Yes. Kevin Klein is registered as an investment adviser representative in IA (CRD 2128175), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does LIS manage?
LIS reports $28.1M across 95 accounts in assets under management.
How do I contact Kevin Klein?
Contact details aren't on file yet. Search for LIS.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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