Kathleen Warren
Cardinal Capital Management · Raleigh, North Carolina
Kathleen Warren is a fee-only financial advisor at Cardinal Capital Management in Raleigh, North Carolina, who holds the CFP credential. Cardinal Capital Management reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Cardinal Capital Management |
|---|---|
| Based in | Raleigh, North Carolina |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $1.03B across 1,498 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in NC · CRD 5062077 |
| Exams passed | Series 63 (2006) · Series 65 (2010) |
| Firm size | 4 employees |
| Disclosures | None reported |
| Website | www.cardinalcapitalmanagement.com |
How Kathleen's firm compares
- Cardinal Capital Management's average account is about $685,000, from its Form ADV (assets managed divided by 1,498 accounts).
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Questions about Kathleen
Is Kathleen Warren a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Kathleen holds no broker registration, and Cardinal Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Kathleen charge for financial advice?
Kathleen's firm, Cardinal Capital Management, reports charging a percentage of assets on its SEC Form ADV.
Where is Kathleen Warren based?
Kathleen Warren is based in Raleigh, North Carolina.
What credentials does Kathleen Warren hold?
Kathleen Warren holds the CFP credential.
Is Kathleen Warren registered with the SEC?
Yes. Kathleen Warren is registered as an investment adviser representative in NC (CRD 5062077), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Cardinal Capital Management manage?
Cardinal Capital Management reports $1.03B across 1,498 accounts in assets under management.
How do I contact Kathleen Warren?
Through Kathleen's website, www.cardinalcapitalmanagement.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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