Kathleen Hudock
Pekin Hardy Strauss · Chicago, Illinois
Kathleen Hudock is a fee-only financial advisor at Pekin Hardy Strauss in Chicago, Illinois. Pekin Hardy Strauss reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Pekin Hardy Strauss |
|---|---|
| Based in | Chicago, Illinois |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $1.55B across 1,941 accounts |
| SEC registration | Investment adviser representative in IL, IN, TX · CRD 6432460 |
| Exams passed | Series 65 (2025) · Series 66 (2017) |
| Firm size | 19 employees |
| Disclosures | None reported |
| Website | www.appleseedcapital.com |
How Kathleen's firm compares
- Pekin Hardy Strauss's average account is about $799,000, from its Form ADV (assets managed divided by 1,941 accounts).
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Questions about Kathleen
Is Kathleen Hudock a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Kathleen holds no broker registration, and Pekin Hardy Strauss reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Kathleen charge for financial advice?
Kathleen's firm, Pekin Hardy Strauss, reports charging a percentage of assets on its SEC Form ADV.
Where is Kathleen Hudock based?
Kathleen Hudock is based in Chicago, Illinois.
Is Kathleen Hudock registered with the SEC?
Yes. Kathleen Hudock is registered as an investment adviser representative in IL, IN and TX (CRD 6432460), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Pekin Hardy Strauss manage?
Pekin Hardy Strauss reports $1.55B across 1,941 accounts in assets under management.
How do I contact Kathleen Hudock?
Through Kathleen's website, www.appleseedcapital.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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