Katherine McGinley
Mitchell, Mcleod, Pugh & Williams · Mobile, Alabama
Katherine McGinley is a fee-only financial advisor at Mitchell, Mcleod, Pugh & Williams in Mobile, Alabama. Mitchell, Mcleod, Pugh & Williams reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | Mitchell, Mcleod, Pugh & Williams |
|---|---|
| Based in | Mobile, Alabama |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $2.66B across 2,420 accounts |
| SEC registration | Investment adviser representative in AL · CRD 2765965 |
| Exams passed | Series 65 (2009) |
| Firm size | 17 employees |
| Disclosures | None reported |
| Website | mmpw.com |
How Katherine's firm compares
- Mitchell, Mcleod, Pugh & Williams's average account is about $1.1 million, from its Form ADV (assets managed divided by 2,420 accounts).
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Questions about Katherine
Is Katherine McGinley a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Katherine holds no broker registration, and Mitchell, Mcleod, Pugh & Williams reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Katherine charge for financial advice?
Katherine's firm, Mitchell, Mcleod, Pugh & Williams, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Katherine McGinley based?
Katherine McGinley is based in Mobile, Alabama.
Is Katherine McGinley registered with the SEC?
Yes. Katherine McGinley is registered as an investment adviser representative in AL (CRD 2765965), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Mitchell, Mcleod, Pugh & Williams manage?
Mitchell, Mcleod, Pugh & Williams reports $2.66B across 2,420 accounts in assets under management.
How do I contact Katherine McGinley?
Through Katherine's website, mmpw.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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