Katharine Schwartz
Arbor Financial Services · Downers Grove, Illinois
Katharine Schwartz is a fee-only financial advisor at Arbor Financial Services in Downers Grove, Illinois. Katharine focuses on small business owners. Arbor Financial Services reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Who they serve
- Founders
Facts
| Firm | Arbor Financial Services |
|---|---|
| Based in | Downers Grove, Illinois |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Accepting new clients | Yes |
| Assets under management | $122.2M across 381 accounts |
| SEC registration | Investment adviser representative in IL · CRD 8093546 |
| Exams passed | Series 65 (2025) |
| Firm size | 5 employees |
| Disclosures | None reported |
| Website | www.arborfinancialservices.com |
| Profile |
How Katharine's firm compares
- Arbor Financial Services's average account is about $321,000, from its Form ADV (assets managed divided by 381 accounts).
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Questions about Katharine
Is Katharine Schwartz a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Katharine holds no broker registration, and Arbor Financial Services reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Katharine charge for financial advice?
Katharine's firm, Arbor Financial Services, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Katharine Schwartz based?
Katharine Schwartz is based in Downers Grove, Illinois.
What does Katharine specialize in?
Katharine's specialties include small business owners. Katharine works with founders.
Is Katharine Schwartz registered with the SEC?
Yes. Katharine Schwartz is registered as an investment adviser representative in IL (CRD 8093546), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Arbor Financial Services manage?
Arbor Financial Services reports $122.2M across 381 accounts in assets under management.
How do I contact Katharine Schwartz?
Through Katharine's website, www.arborfinancialservices.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Arbor Financial Services website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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