Joseph Serrapede
Northwind Financial · Bend, Oregon
Joseph Serrapede is a fee-only financial advisor at Northwind Financial in Bend, Oregon. Northwind Financial reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | Northwind Financial |
|---|---|
| Based in | Bend, Oregon |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $142.2M across 361 accounts |
| SEC registration | Investment adviser representative in OR · CRD 7832203 |
| Exams passed | Series 65 (2023) |
| Firm size | 2 employees |
| Disclosures | Reported; see the SEC record |
| Website | www.northwindfinancial.com |
How Joseph's firm compares
- Northwind Financial's average account is about $394,000, from its Form ADV (assets managed divided by 361 accounts).
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Questions about Joseph
Is Joseph Serrapede a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Joseph holds no broker registration, and Northwind Financial reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Joseph charge for financial advice?
Joseph's firm, Northwind Financial, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Joseph Serrapede based?
Joseph Serrapede is based in Bend, Oregon.
Is Joseph Serrapede registered with the SEC?
Yes. Joseph Serrapede is registered as an investment adviser representative in OR (CRD 7832203), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Northwind Financial manage?
Northwind Financial reports $142.2M across 361 accounts in assets under management.
How do I contact Joseph Serrapede?
Through Joseph's website, www.northwindfinancial.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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