Joseph Frohna
1492 Capital Management · Milwaukee, Wisconsin
Joseph Frohna is a fee-only financial advisor at 1492 Capital Management in Milwaukee, Wisconsin, who holds the CFA credential. 1492 Capital Management reports charging a percentage of assets and fixed fees on its Form ADV.
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Facts
| Firm | 1492 Capital Management |
|---|---|
| Based in | Milwaukee, Wisconsin |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $274.6M across 98 accounts |
| Credentials | CFA |
| SEC registration | Investment adviser representative in WI · CRD 2545291 |
| Exams passed | Series 63 (1994) |
| Firm size | 5 employees |
| Disclosures | Reported; see the SEC record |
| Website | www.1492capitalmanagement.com |
How Joseph's firm compares
- 1492 Capital Management's average account is about $2.8 million, from its Form ADV (assets managed divided by 98 accounts).
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Questions about Joseph
Is Joseph Frohna a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Joseph holds no broker registration, and 1492 Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Joseph charge for financial advice?
Joseph's firm, 1492 Capital Management, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is Joseph Frohna based?
Joseph Frohna is based in Milwaukee, Wisconsin.
What credentials does Joseph Frohna hold?
Joseph Frohna holds the CFA credential.
Is Joseph Frohna registered with the SEC?
Yes. Joseph Frohna is registered as an investment adviser representative in WI (CRD 2545291), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does 1492 Capital Management manage?
1492 Capital Management reports $274.6M across 98 accounts in assets under management.
How do I contact Joseph Frohna?
Through Joseph's website, www.1492capitalmanagement.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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