Jonathan Smith
Baxter Investment Management · Greenwich, Connecticut
Jonathan Smith is a fee-only financial advisor at Baxter Investment Management in Greenwich, Connecticut. Baxter Investment Management reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Baxter Investment Management |
|---|---|
| Based in | Greenwich, Connecticut |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $1.17B across 1,057 accounts |
| SEC registration | Investment adviser representative in CT · CRD 2003076 |
| Exams passed | Series 65 (2001) |
| Firm size | 7 employees |
| Disclosures | None reported |
| Website | www.baxterinvestment.com |
How Jonathan's firm compares
- Baxter Investment Management's average account is about $1.1 million, from its Form ADV (assets managed divided by 1,057 accounts).
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Questions about Jonathan
Is Jonathan Smith a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Jonathan holds no broker registration, and Baxter Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Jonathan charge for financial advice?
Jonathan's firm, Baxter Investment Management, reports charging a percentage of assets on its SEC Form ADV.
Where is Jonathan Smith based?
Jonathan Smith is based in Greenwich, Connecticut.
Is Jonathan Smith registered with the SEC?
Yes. Jonathan Smith is registered as an investment adviser representative in CT (CRD 2003076), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Baxter Investment Management manage?
Baxter Investment Management reports $1.17B across 1,057 accounts in assets under management.
How do I contact Jonathan Smith?
Through Jonathan's website, www.baxterinvestment.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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