John Rice
NBT Capital Management · Elberta, Alabama
John Rice is a fee-only financial advisor at NBT Capital Management in Elberta, Alabama. NBT Capital Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | NBT Capital Management |
|---|---|
| Based in | Elberta, Alabama |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $1.61B across 1,308 accounts |
| SEC registration | Investment adviser representative in AL · CRD 6085861 |
| Exams passed | Series 65 (2013) |
| Firm size | 12 employees |
| Disclosures | None reported |
| Website | www.clevelandhauswirth.com |
How John's firm compares
- NBT Capital Management's average account is about $1.2 million, from its Form ADV (assets managed divided by 1,308 accounts).
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Questions about John
Is John Rice a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: John holds no broker registration, and NBT Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does John charge for financial advice?
John's firm, NBT Capital Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is John Rice based?
John Rice is based in Elberta, Alabama.
Is John Rice registered with the SEC?
Yes. John Rice is registered as an investment adviser representative in AL (CRD 6085861), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does NBT Capital Management manage?
NBT Capital Management reports $1.61B across 1,308 accounts in assets under management.
How do I contact John Rice?
Through John's website, www.clevelandhauswirth.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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