John McCarthy
Shade Tree Advisors · Saratoga Springs, New York
John McCarthy is a fee-only financial advisor at Shade Tree Advisors in Saratoga Springs, New York. Shade Tree Advisors reports charging a percentage of assets, fixed fees and performance-based fees on its Form ADV.
Request an introduction to John →
Facts
| Firm | Shade Tree Advisors |
|---|---|
| Based in | Saratoga Springs, New York |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees · Performance-based fees |
| Assets under management | $1.45B across 152 accounts |
| SEC registration | Investment adviser representative in NY · CRD 7220087 |
| Exams passed | Series 65 (2023) |
| Firm size | 66 employees |
| Disclosures | None reported |
| Website | www.shadetreeadvisors.com |
How John's firm compares
- Shade Tree Advisors's average account is about $9.6 million, from its Form ADV (assets managed divided by 152 accounts).
Request an introduction to John
Tell John a little about what you're looking for. John isn't on Wellspent yet, so we'll let them know you're looking for help and pass your message on when they join. No cost, no obligation.
Questions about John
Is John McCarthy a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: John holds no broker registration, and Shade Tree Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does John charge for financial advice?
John's firm, Shade Tree Advisors, reports charging a percentage of assets, fixed fees and performance-based fees on its SEC Form ADV.
Where is John McCarthy based?
John McCarthy is based in Saratoga Springs, New York.
Is John McCarthy registered with the SEC?
Yes. John McCarthy is registered as an investment adviser representative in NY (CRD 7220087), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Shade Tree Advisors manage?
Shade Tree Advisors reports $1.45B across 152 accounts in assets under management.
How do I contact John McCarthy?
Through John's website, www.shadetreeadvisors.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
See something wrong? Request a correction. Read our methodology.