John Browning
Guardian Rock Wealth Investment Management · Palm Springs, Florida
John Browning is a fee-only financial advisor at Guardian Rock Wealth Investment Management in Palm Springs, Florida. Guardian Rock Wealth Investment Management reports charging a percentage of assets and fixed fees on its Form ADV.
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Facts
| Firm | Guardian Rock Wealth Investment Management |
|---|---|
| Based in | Palm Springs, Florida |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $47.0M across 224 accounts |
| SEC registration | Investment adviser representative in FL, IL, NC · CRD 2175608 |
| Exams passed | Series 63 (1993) · Series 65 (2019) |
| Firm size | 3 employees |
| Disclosures | None reported |
| Website | www.advocacyinvesting.com |
How John's firm compares
- Guardian Rock Wealth Investment Management's average account is about $210,000, from its Form ADV (assets managed divided by 224 accounts).
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Questions about John
Is John Browning a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: John holds no broker registration, and Guardian Rock Wealth Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does John charge for financial advice?
John's firm, Guardian Rock Wealth Investment Management, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is John Browning based?
John Browning is based in Palm Springs, Florida.
Is John Browning registered with the SEC?
Yes. John Browning is registered as an investment adviser representative in FL, IL and NC (CRD 2175608), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Guardian Rock Wealth Investment Management manage?
Guardian Rock Wealth Investment Management reports $47.0M across 224 accounts in assets under management.
How do I contact John Browning?
Through John's website, www.advocacyinvesting.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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