Joan Rossi
Rossi Dubuque Breckenridge · Plymouth, Minnesota
Joan Rossi is a fee-only financial advisor at Rossi Dubuque Breckenridge in Plymouth, Minnesota, who holds the CFP credential. Rossi Dubuque Breckenridge reports charging fixed fees on its Form ADV.
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Facts
| Firm | Rossi Dubuque Breckenridge |
|---|---|
| Based in | Plymouth, Minnesota |
| Fee model (firm's Form ADV) | Fixed fees |
| Credentials | CFP |
| SEC registration | Investment adviser representative in MN · CRD 1130019 |
| Exams passed | Series 63 (1983) |
| Firm size | 2 employees |
| Disclosures | None reported |
| Website | www.rdbfinancial.com |
| Profile |
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Questions about Joan
Is Joan Rossi a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Joan holds no broker registration, and Rossi Dubuque Breckenridge reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Joan charge for financial advice?
Joan's firm, Rossi Dubuque Breckenridge, reports charging fixed fees on its SEC Form ADV.
Where is Joan Rossi based?
Joan Rossi is based in Plymouth, Minnesota.
What credentials does Joan Rossi hold?
Joan Rossi holds the CFP credential.
Is Joan Rossi registered with the SEC?
Yes. Joan Rossi is registered as an investment adviser representative in MN (CRD 1130019), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How do I contact Joan Rossi?
Through Joan's website, www.rdbfinancial.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in Plymouth
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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