Joan Caine
Parsons Capital Management · Providence, Rhode Island
Joan Caine is a fee-only financial advisor at Parsons Capital Management in Providence, Rhode Island, who holds the CFA credential. Parsons Capital Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | Parsons Capital Management |
|---|---|
| Based in | Providence, Rhode Island |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $2.38B across 1,942 accounts |
| Credentials | CFA |
| SEC registration | Investment adviser representative in RI · CRD 7271888 |
| Firm size | 22 employees |
| Disclosures | None reported |
| Website | parsonscapital.com |
How Joan's firm compares
- Parsons Capital Management's average account is about $1.2 million, from its Form ADV (assets managed divided by 1,942 accounts).
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Questions about Joan
Is Joan Caine a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Joan holds no broker registration, and Parsons Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Joan charge for financial advice?
Joan's firm, Parsons Capital Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Joan Caine based?
Joan Caine is based in Providence, Rhode Island.
What credentials does Joan Caine hold?
Joan Caine holds the CFA credential.
Is Joan Caine registered with the SEC?
Yes. Joan Caine is registered as an investment adviser representative in RI (CRD 7271888), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Parsons Capital Management manage?
Parsons Capital Management reports $2.38B across 1,942 accounts in assets under management.
How do I contact Joan Caine?
Through Joan's website, parsonscapital.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in Providence
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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