James Smith
Phillips and Company Advisors · Portland, Oregon
James Smith is a fee-only financial advisor at Phillips and Company Advisors in Portland, Oregon. Phillips and Company Advisors reports charging a percentage of assets, fixed fees and performance-based fees on its Form ADV.
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Facts
| Firm | Phillips and Company Advisors |
|---|---|
| Based in | Portland, Oregon |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees · Performance-based fees |
| Assets under management | $2.66B across 2,675 accounts |
| SEC registration | Investment adviser representative in AZ, CA, ID, IL, MO, MT, NV, OH, OR, WA · CRD 1396542 |
| Exams passed | Series 63 (1995) · Series 65 (2013) |
| Firm size | 19 employees |
| Disclosures | None reported |
| Website | www.phillipsandco.com |
How James's firm compares
- Phillips and Company Advisors's average account is about $996,000, from its Form ADV (assets managed divided by 2,675 accounts).
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Questions about James
Is James Smith a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Phillips and Company Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does James charge for financial advice?
James's firm, Phillips and Company Advisors, reports charging a percentage of assets, fixed fees and performance-based fees on its SEC Form ADV.
Where is James Smith based?
James Smith is based in Portland, Oregon.
Is James Smith registered with the SEC?
Yes. James Smith is registered as an investment adviser representative in AZ, CA, ID, IL, MO, MT, NV, OH, OR and WA (CRD 1396542), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Phillips and Company Advisors manage?
Phillips and Company Advisors reports $2.66B across 2,675 accounts in assets under management.
How do I contact James Smith?
Through James's website, www.phillipsandco.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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