James Sawers
Uptown Capital Advisors · Dallas, Texas
James Sawers is a fee-only financial advisor at Uptown Capital Advisors in Dallas, Texas. Uptown Capital Advisors reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Uptown Capital Advisors |
|---|---|
| Based in | Dallas, Texas |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $153.8M across 250 accounts |
| SEC registration | Investment adviser representative in LA, TX · CRD 6331584 |
| Exams passed | Series 65 (2014) |
| Firm size | 2 employees |
| Disclosures | None reported |
| Website | www.uptowncapital.com |
| Profile |
How James's firm compares
- Uptown Capital Advisors's average account is about $615,000, from its Form ADV (assets managed divided by 250 accounts).
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Questions about James
Is James Sawers a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Uptown Capital Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does James charge for financial advice?
James's firm, Uptown Capital Advisors, reports charging a percentage of assets on its SEC Form ADV.
Where is James Sawers based?
James Sawers is based in Dallas, Texas.
Is James Sawers registered with the SEC?
Yes. James Sawers is registered as an investment adviser representative in LA and TX (CRD 6331584), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Uptown Capital Advisors manage?
Uptown Capital Advisors reports $153.8M across 250 accounts in assets under management.
How do I contact James Sawers?
Through James's website, www.uptowncapital.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in Dallas
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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