James Rudolph
Castfirm Advisors · Garden City, New York
James Rudolph is a fee-only financial advisor at Castfirm Advisors in Garden City, New York. Castfirm Advisors reports charging a percentage of assets and fixed fees on its Form ADV.
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Facts
| Firm | Castfirm Advisors |
|---|---|
| Based in | Garden City, New York |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $30M across 34 accounts |
| SEC registration | Investment adviser representative in NY · CRD 6804833 |
| Exams passed | Series 66 (2017) |
| Firm size | 3 employees |
| Disclosures | None reported |
How James's firm compares
- Castfirm Advisors's average account is about $882,000, from its Form ADV (assets managed divided by 34 accounts).
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Questions about James
Is James Rudolph a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Castfirm Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does James charge for financial advice?
James's firm, Castfirm Advisors, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is James Rudolph based?
James Rudolph is based in Garden City, New York.
Is James Rudolph registered with the SEC?
Yes. James Rudolph is registered as an investment adviser representative in NY (CRD 6804833), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Castfirm Advisors manage?
Castfirm Advisors reports $30M across 34 accounts in assets under management.
How do I contact James Rudolph?
Contact details aren't on file yet. Search for Castfirm Advisors.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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